CS151 Labs

Lab 7 will be collected from your subversion repository on Monday, November 14, at 5pm.

Update your repositories to receive starter materials in the directory lab7. Work in the file lab7/lab7.rkt.

You will use trees to encode the classic Huffman coding algorithm for compression of text data. As a programming exercise, Huffman coding is a mix of tree construction, counting, sorting, and other standard computational techniques. The topic of Huffman coding is treated in detail at many sites on the Web, including this one.

Introduction

Digital information is stored as binary digits—bits—and bits are physically represented as high and low electrical signals. Bits are written as 1 and 0, corresponding to high and low respectively. A byte is a bitstring of length 8. The standard ASCII character encoding assigns one byte to each of 256 characters (256 being the number of distinct bytes that can be represented with 0 and 1).

In ASCII, the capital A character corresponds to 01000001 (this is also the binary encoding of the number 65), B to 66, and so on until Z to 90. The following table shows some examples.

character binary encoding
A 01000001
B 01000010
C 01000011
... ...
Z 01011010
We can represent the characters SHE with eight-bit ASCII codes as follows:
01110011 01101000 01100101
In this lab we will learn an alternative efficient encoding technique that generates shorter message encodings than ASCII. The technique is known as Huffman coding.

Here are some insights relevant to how Huffman coding works. If a message contains only a subset of the set of ASCII characters, it is very likely possible to use fewer than eight bits per character. For example, if our message is simply PIZZA, only four letters are used. Strictly speaking, for PIZZA we only need two bits per character: for example, 00 for P, 01 for I, 10 for Z and 11 for A. Under that scheme, we could represent PIZZA in just ten bits: 0001101011; in plain ASCII, by contrast, we need 8 bits for each of the 5 characters, or 40 = 5 * 8 bits:

01010000 01001001 01011010 01011010 01000001

A second insight: if possible, we would like our more frequent characters to have shorter encodings than less frequent characters. Huffman codes use variable-length encoding for characters; not all characters are represented by the same number of bits. At scale, this can result in great savings.

These observations are the main ingredients in the Huffman coding system.

Note that variable-length encodings need to be prefix-free -- that is, the encoding of any character must not be the prefix of the encoding of any another character. This property must hold to ensure than encoded messages can be unambiguously decoded. The Huffman coding scheme produces prefix-free character encodings as a matter of course, so you need only implement the algorithm presented here to maintain prefix freedom.

To determine the Huffman codes for our characters, we start by counting the number of occurrences of each letter in the message. Consider the message SHESELLSSEASHELLS. (To simplify our discussion, we only consider capital letters, and ignore every other kind of character, including spaces.) The frequencies in this message are (A 1), (H 2), (E 4), (L 4), (S 6). With this list of frequencies we construct a Huffman tree by following this procedure:

  1. Construct a sorted (ascending, by weight) list of singleton Huffman trees, with weights given by the calculated frequencies.
  2. Extract the two trees with the smallest weights from this list.
  3. Merge the two extracted trees into a new tree, whose weight is the combined weight of the two subtrees.
  4. Insert the newly-created tree back into the list such that the list still remains sorted by weight.
  5. Repeat from step 2, until only 1 tree remains in the list.
When only one tree remains in the list, we are done. That tree will be the mechanism by which we both encode and decode messages.

Running this algorithm on our example (SHESELLSSEASHELLS) produces the following tree:

To encode a string, we compute the bitstring for each character by traversing the path from the root to that character. Every time we move to a left subtree we record a 0, and every time we move to a right subtree we record a 1. For example, for this tree, we derive 001 for H.

To decode an encoded bitstring, we must be given both a bitstring and a Huffman tree. We start at the root, and move down and left for each 0, and down and right for each 1. Every time we reach a leaf, we record the letter at that leaf, and return to the root to begin reading the next letter.

Try to read the word 01011011 from the tree above. (It's something slimy.) What about 00101011011?

To facilitate implementation, we will build augmented Huffman trees such that each leaf contains the bitstring representing the path to that leaf. This will ease the encoding process in particular. The "augmented Huffman tree" corresponding to the tree above is this:

Note that the more frequently occurring letters have shorter bit encodings.

To check your understanding of Huffman coding, verify the following results with pen and paper:

For your implementation, assume that messages consist of ASCII characters with values in the range 0–255 (not only capital letters).

Part 1: Construct the Tree

Write code to implement the following steps:

Part 2: Compression

Write a function

compress : string -> bitlist-huff-pair
to compress a plaintext message and return both the bitstring and the Huffman tree corresponding to its encoding.

When you have done this much, you are done with the lab. Commit to submit. The remainder of the exercise (below the line) will be part of your next homework. You may work on the homework problems as soon as you like.


Part 3: Decompressing (Homework)

Write a function

decompress : bitlist huff -> string
to decompress a given encoded (compressed) message.

When compression and decompression are working, you should be able to feed strings into the following function and get those same strings back.

;; round-trip : string -> string
;; encode and then decode a message
(define (round-trip msg)
  (local {(define p (compress msg))}
    (decompress (pr-a p) (pr-b p))))

Part 4: Measure the Compression (Homework)

Write a function measure : string -> num to return the ratio of the compressed message to the raw (uncompressed) message. Measure the size of the raw message in bits: 8 times the number of characters. Measure the size of the Huffman tree and the compressed message in bits, where the size of the tree is 1 byte (8 bits) for each character in the tree, two bytes (16 bits) for each number in the tree, and 1 bit for each bit in the bitlist at the leaves.

Correction: it now says "where the size of the tree is 1 byte..." where it earlier said "where the size is 1 byte..." (corrected Sun Nov 13 9 PM)